Amendments to the Agreement for Securities Trading Account

Please be advised that the “Agreement for Securities Trading Account” (the “Trading Agreement”) with Changjiang Securities Brokerage (HK) Limited (the “Company”) will be amended with effect from 1st May, 2017 (the "Effective Date").

The amendment is to reflect: 1) new client agreement requirements imposed by the Securities and Futures Commission; 2) terms and conditions of Shenzhen Hong Kong Stock Connect; 3) new statutory requirements of the Inland Revenue (Amendment) (No. 3) Ordinance 2016 and 4) Supplementary Risk Disclosure Statement for Bond Trading.

Please refer to the enclosure for summary of the amendments.

If you do not accept the amendments to the Trading Agreement, you must notify the Company of your objection in writing before 1st May, 2017 so that appropriate arrangements can be made for you to discontinue the related account(s)/service(s); otherwise, you will be deemed to have consented to and agreed to be bound by the Trading Agreement as amended in relation to the account(s) maintained by you with the Company and the relevant services provided by the Company.

The Trading Agreement and Summary of Amendments are available, Click here. You may also obtain a copy thereof by contacting us.

For any enquiries, please contact our Customer Services Hotline at (852) 2823-0388.

Changjiang Securities Brokerage (HK) Limited