| HK Shares | |
| Item | Charge |
|---|---|
| Commission | 0.20%（Minimum (Per Transaction $100.00)） |
| SFC Transaction Levy / HKEX Trading Fee | Before 1/1/2023: 0.0027% on gross amount / 0.005% on gross amount On or after 1/1/2023: 0.0027% on gross amount / 0.00565% on gross amount |
| Stamp Duty | 0.13% on gross amount (rounded up to the nearest dollar) |
| CCASS Settlement Fee | 0.002% on gross amount (Min: HKD 2 / Max: HKD 100) |
| Financial Reporting Council Transaction Levy | 0.00015% on gross amount (Min: HKD 0.01) |
| China Connect – Shenzhen & Shanghai A Shares | |
| Item | Charge |
|---|---|
| Commission | 0.20% on gross amount（Min: RMB 100.00） |
| Handling Fee | 0.00487% of the consideration of each transaction per side |
| Securities Management Fee | 0.002% of the consideration of each transaction per side |
| Transfer Fee | 0.001% (ChinaClear) |
| Transfer Fee (N/A) | 0.002% (HKSCC) |
| Stamp Duty | 0.1% of the consideration of each transaction on the seller |
| Portfolio fee (N/A) | 0.008% monthly (on daily AUM, collect in HKD) |
| Physical Scrip | |
| Item | Charge |
|---|---|
| Physical Stock Deposit（HK Government Collect） | HKD5 stamp duty per transfer deed |
| Physical Stock Withdrawal | HKD5 per board lot |
| Custody Fee | Free |
| Settlement Instruction Fee | |
| Stock Deposit（S.I.） | Free |
| Stock Withdrawal（S.I.）（S.I.） | HKD5 per board lot / （Min: HKD50.00 per stock withdrawal） |
| Investor Settlement Instruction Fee | |
| Stock Deposit Fee (via CCASS) | Free |
| Compulsory Share Buyback Fee | HKD100 handling fee, plus CCASS charges |
| Nominee & Corporate Actions | |
| Item | Charge |
|---|---|
| Registration and Transfer fee | |
| Scrip Fee | HKD2.5 per board lot |
| Cash/Scrip Dividend Collection Fee（HK Shares）td> | 0.5% of cash dividend collected (Min: HKD20) |
| Bonus Share、Rights Shares Collection Fee | Free |
| Exercise Rights Subscriptions / Warrant / CBBC | HKD2 per board lot & handling fee HKD100 |
| Extra Rights Application | Handling fee HKD100 (HKD2 per board lot for successful application) |
| Takeover offer / Privatization of shares / Auto-Exercise of Covered Warrant | HKD2 per board lot & handling fee HKD100（Max: HKD15,000） |
| Fee for Change of Registration at Share Registrar | HKD5 per board lot (Min: HKD200) |
| Reverse Consolidation / Subdivision | Free |
| Borrowing and other services | |
| Item | Charge |
|---|---|
| Margin account financing interest rate | Prime Rate +5.00% (Negotiable)) |
| Cash account financing interest rate | Prime Rate +8.00% |
| Initial Public Offering - Non-financing | HKD50 (Per Stock) |
| Initial Public Offering - Financing | HKD100 (Per Stock) |
| Dividend Claim | HKD1000 (Per Stock) |
| Physical stock withdrawal on behalf of the client | HKD150 (Per Stock) |
| Bank Services Fee | |
| Telegraphic Transfer | Local HKD100 / Overseas HKD150 + (Actual bank charge) |
| Stop Payment Charge | HKD250 per case |
| Returned Check Charge | HKD250 per case |
| Account Service | |
| Item | Charge |
|---|---|
| Issue of account proof | HKD200.00 per time |
| Reissue of Monthly Statement | Latest 3 months (Free) / More than three months to seven years (By email：HKD30.00 per month；By post：HKD50.00 per month) |
Overseas Share Market
| Securities Trading Services (US Shares) (US Dollar) | |
| Item | Charge |
|---|---|
| Commission | 0.3% per transaction (USD) (Min: USD30) |
| US SEC fee | Before 27/2/2023:0.00229% of trade value (Sell side only) * Min: USD0.01 On or after 27/2/2023: 0.0008% per share (Sell side only) * Min: USD0.01 |
| Trading Activities Fee (TAF) | USD0.000145 per share (Sell side only) * Min: USD0.01, Max: USD7.27 |
| Stamp duty, Trading Fee & Transaction Levy | N/A |
| Nominee Services and Corporate Actions (U.S. Securities) (USD) | |
| Items | Charges |
|---|---|
| Cash/Scrip Dividend Collection Fee | 0.50% of cash dividend collected (Min: USD20.00) |
| Custody Fee | Waived |
| Stock Deposit Fee | Waived |
| Stock Withdrawal Fee | USD100.00 per stock |
| ADR Fee | USD0.01-0.05 per share |
| ADR Conversions Fee (Including Handling Fee, Cable-wire Fee, Administration Fee and Conversions Fee) | |
| Handling Fee | USD100.00 per stock |
| Cable-wire Fee | USD20.00 per stock |
| Administration Fee | USD100.00 per stock |
| Conversions Fee | USD0.05 per share |
| Voluntary Corporate Action | USD100.00 per application |
| Securities Trading Services (UK Shares) (Sterling、US Dollar) | |
| Item | Charge |
|---|---|
| Commission | 0.5% per transaction (Min: GBP70 / USD110) |
| Stamp duty | 0.5% of trade value (Only applied on Buy Side) |
| Other Transaction Levy (if applicable) | PTM Levy：Fix GBP1.00 (Only applied on part of stocks and value excess GBP10,000) Securities Clearing And Settlement System Fee (if applicable) |
| Securities Trading Services (South Korea) (KRW) | |
| Item | Charge |
|---|---|
| Commission | 0.6% per transaction (Min: KRW24,000) |
| Consumption Tax | 0.3% of trade value (Only applied on Sell Side) |
| Securities Trading Services (Malaysia) (RM) | |
| Item | Charge |
|---|---|
| Commission | 0.3% per transaction (Min: RM100) |
| Stamp duty | 0.1% of trade value (Max: RM200) |
| Clearing Fee | 0.03% of trade value (Max: RM1,000) |
| Securities Trading Services (Singapore) (SGD、US Dollar、HK Dollar) | |
| Item | Charge |
|---|---|
| Commission | 0.3% per transaction (Min: SGD40 / USD30 / HKD250) |
| Clearing Fee | 0.04% of trade value (Max: SGD600) |
| SGX action charges | 0.0075% of trade value |
Notes::
***The charges above are for reference only; charges are subject to change by the Company at any time without prior notice.
Please contact our Customer Services hotline（852）2823-0388 if you have any enquiries.