1.【Basic Information】

Established in Hong Kong in 2011, Changjiang Securities Holdings (Hong Kong) Limited was renamed Changjiang Securities International Financial Group Limited in 2017 (hereinafter referred to as "Changjiang Securities International" or the "Company"). Upholding the business philosophy of "Global Finance, Wisdom Gathered in Changjiang, Innovate for the Future, Lead by Value", the Company aims to develop into an international strategic platform for its major shareholder, Changjiang Securities Co., Ltd.

The Company mainly operates businesses through its subsidiaries. Among them, Changjiang Securities Brokerage (Hong Kong) Limited, Changjiang Securities Asset Management (Hong Kong) Limited and Changjiang Securities Financing (Hong Kong) Limited are licensed entities regulated by the Securities and Futures Commission of Hong Kong. They hold Type 1 (Securities Dealing), Type 2 (Futures Contract Dealing), Type 4 (Advising on Securities), Type 5 (Advising on Futures Contracts), Type 6 (Advising on Corporate Finance) and Type 9 (Asset Management) licenses issued by the SFC.

The Company and its subsidiaries are committed to providing clients with comprehensive and high-quality services covering securities and futures brokerage, asset management, corporate finance and other financial services. Its securities subsidiary is a participant of The Stock Exchange of Hong Kong Limited.

Equipped with a full range of financial licenses, Changjiang Securities International has laid a solid foundation for diversified business development.

2.【Core Strengths】

Over the past decade since its founding, Changjiang Securities International has forged ahead steadily amid fierce global competition and won wide recognition from all sectors of society for its outstanding operating performance. Its core businesses are as follows:

Brokerage Business - Changjiang Securities Brokerage (Hong Kong) Limited

As one of the first participants in the Shanghai-Hong Kong Stock Connect programme, the company offers diversified financial services to individual and institutional clients, including Hong Kong and global stock trading, stock custody and settlement, IPO subscription, margin trading, QDII and RQFII services. Clients can access major global stock markets via a single securities account to trade listed stocks in more than 13 regions worldwide.

The brokerage business has achieved steady growth in client numbers and trading volume, maintaining a high ranking among exchange participants for many consecutive years.

It was awarded the Most Promising Securities Firm in 2013 and 2014, and the Best Performance Growth Securities Firm in 2015. In the 2016 Most Popular Greater China Securities Firms selection organised by Hong Kong Commercial Daily, it was named the Most Popular Chinese-funded Securities Firm among Investors.

Corporate Finance - Changjiang Securities Financing (Hong Kong) Limited

The investment banking business taps into differentiated competitive edges and strives to become a leading sponsor for mid-sized projects. It provides full-spectrum investment banking services, covering IPOs, mergers and acquisitions, secondary market placements, private financing, financial advisory and bond issuance services. The senior management team boasts profound capital market experience and strong independent lead-deal execution capabilities.

From 2014 to 2019, the company acted as the sole listing sponsor for Main Board-listed enterprises including Wai Chi Holdings (01305.HK), Huixin Microfinance (01577.HK) and Persta Resources Inc. (03395.HK), as well as GEM-listed companies such as Winsun Global (08309.HK) and Baiying Leasing (08525.HK). It also delivered financial advisory services for Hong Kong-listed firms including Guowei Holdings (02239.HK) and Ronsun Resources (00578.HK), accumulating rich experience in Hong Kong Main Board and GEM sponsorship as well as financial advisory services.

The investment banking team has continuously enhanced the brand influence of the group. It won the Professional Investment Banking Service Award at the 2018 Professional Financial Institution Service Awards hosted by Hong Kong Commercial Daily and the Hong Kong General Chamber of Commerce. In 2015, it was honoured as the Best Refinancing Investment Bank at the Belt and Road (Hong Kong) Summit & China Securities Golden Bauhinia Awards held by Ta Kung Pao.

Asset Management - Changjiang Securities Asset Management (Hong Kong) Limited

The asset management team is dedicated to delivering premium asset management services for professional investors, applicants under the Capital Investment Entrant Scheme, and institutional investors targeting the Greater China market. Cooperating with its wealth management subsidiary, it provides all-round asset management and wealth appreciation solutions for retail and institutional investors.

• The Changjiang Absolute Return China (Cayman) Fund was granted the Best Long/Short Fund award by Wealth & Finance Funds Awards in both 2015 and 2016.

• It also won the Best Hedge Fund – Long/Short Equity Award at the 2015 HFM Asia Performance Awards.

• The Changjiang Hong Kong Equity Fund was named Best Long-only Fund at the Wealth & Finance 2015 Funds Awards.

• Changjiang Securities Asset Management (Hong Kong) Limited was awarded Best Asset Management Firm in Hong Kong at Wealth & Finance Funds Awards 2015.

• In addition, the Changjiang Absolute Return China (Cayman) Fund took home the Best Hedge Fund Manager – Long/Short Equity (Greater China) title at the 2015 HFM Asia Performance Awards.