Hong Kong Stocks

Commission

0.20% (Minimum HK$100.00)

Trading Levy and Transaction Fee

0.0027% of trade value / 0.00565% of trade value

Stamp Duty

0.10% of trade value (less than HK$1 is rounded up to HK$1)

CCASS Settlement Fee

0.0020% of transaction amount (Minimum HK$2, Maximum HK$100) (Applicable before 30 June 2025) 0.0042% of transaction amount (no minimum or maximum limits) (Applicable from 30 June 2025 onwards)

Financial Reporting Council Transaction Levy

0.00015% of trade value (Minimum HK$0.01)

Shanghai Stock Connect / Shenzhen Stock Connect

Commission

0.20% (Minimum RMB¥100.00)

Handling Fee

0.00341% of the bilateral transaction amount

Regulatory Fee

0.002% of the bilateral transaction amount

Transfer Fee

0.001% of the transaction amount (China Settlement)

Transfer Fee

0.002% of the transaction amount (Hong Kong Settlement)

Trading Stamp Duty

0.05% of the transaction amount, charged only to the seller

Services for Handling Physical Shares and Settlement

Physical share deposit fee (charged by the Hong Kong Government)

HK$5.00 per share certificate or transfer deed

Physical share withdrawal fee

HK$5.00 per board lot of shares

Custody fee

Free of charge

Settlement instruction fee

Share deposit fee (S.I.)

Free of charge

Share withdrawal fee (S.I.)

HK$5.00 per board lot, with a minimum of HK$50.00 per stock

Investor settlement instruction fee

Share deposit fee via CCASS Investor Settlement Account (I.S.I.)

Free of charge

Compulsory share buyback fee

HK$100.00 handling fee (plus CCASS settlement fee)

Agent Services and Corporate Actions

Registration and Transfer Fees

Share registration transfer fee

HK$2.50 per board lot of shares

Collection of cash dividends / stock dividends (local shares)

0.50% of the total dividend amount, minimum HK$20.00

Collection of bonus shares / rights issues

Free of charge

Exercise of rights issues, warrants and share options on behalf of clients

HK$2.00 per board lot plus a handling fee of HK$100.00

Application for additional rights entitlements

HK$100.00 handling fee (plus HK$2.00 per additional share lot upon successful application)

Submission of shares under takeover offers / share privatisation / automatic exercise of put warrants

HK$2.00 per board lot plus a handling fee of HK$100.00 (maximum cap: HK$15,000.00)

Share name transfer fee processed at the share registrar

HK$5.00 per board lot, minimum HK$200.00

Share consolidation / subdivision fee

Free of charge

Banking Services

Margin Account Lending Interest Rate

Prime Rate* + 5.00% (negotiable)*Prime Rate refers to the rate published by The Hongkong and Shanghai Banking Corporation Limited.

Cash Account Overdue Interest Rate

Prime Rate* + 8.00%*Prime Rate refers to the rate published by The Hongkong and Shanghai Banking Corporation Limited.

Handling Fee for Subscribed New Shares (Cash)

HKD 50.00 per application

Handling Fee for Margin-Financed Subscribed New Shares

HKD 100.00 per application

Grey Market Trading Commission

Standard brokerage commission + HKD 50

Handling Fee for Dividend Collection on Behalf of Client

HKD 1,000.00 per application

Handling Fee for Share Collection from the Registrar on Behalf of Client

HKD 150.00 per item

Bank Service Charges

Telegraphic Transfer (TT) Fee

Local Hong Kong remittance: HKD 100.00 / Overseas remittance: HKD 150.00 (plus any fees deducted by other banks)

Stop Payment Fee for Cheques

HKD 250.00 per transaction

Dishonoured Cheque Fee

HKD 250.00 per transaction

Account Services

Issuance of Account Certificate

HKD 200.00 per issuance

Re-issuance of Monthly Statements

Last 3 months (Free of charge) / More than 3 months up to 7 years (Electronic form: HKD 30.00 per month; By post: HKD 50.00 per month)

Securities Trading Services (US Stocks) (in USD)

Trading Commission

0.30% of the transaction amount (minimum commission of USD 30.00 per order)

US SEC Fee

(Sell orders only)0.00206% of the transaction amount (applicable from April 4, 2026 onwards)0% of the transaction amount (applicable from April 4, 2026 and onwards)

Trading Activity Fee

USD 0.000166 per share (Sell orders only)* Minimum fee: USD 0.01, Maximum fee: USD 8.30

Stamp Duty, Transaction Levy and Trading Surcharge

Not applicable

Agent Services and Corporate Actions (US Stocks) (USD)

Cash Dividend / Stock Dividend Collection Fee

0.50% of the total dividend amount, with a minimum fee of USD 20.00

Custody Fee

Waived

Stock Deposit Fee

Waived

Stock Withdrawal Fee

USD 100 per security

Pre-deposited Securities Custody Fee

USD 0.01 to 0.05 per share

Pre-deposited Securities Conversion Fee (including handling fee, line fee, administrative fee, and conversion fee)

Handling Fee

USD 100 per security

Line Fee

USD 20 per security

 Administrative Fee

USD 100 per security

Conversion Fee

USD 0.05 per share

Voluntary Corporate Action Fee

USD 1000 per application

Securities Trading Services (UK) (GBP, USD)

Trading Commission

0.50% of the transaction amount (minimum commission fee per single transaction is USD 110)

Stamp Duty

0.5% of the transaction amount (applicable only to buy orders)

Other Transaction Levies (where applicable)

PTM Levy: Flat fee of £1.00 (applicable only to certain stocks and transactions exceeding £10,000)- Securities settlement system settlement fees (where applicable)

Securities Trading Services (Australia) (AUD, USD)

Trading Commission

0.50% of the transaction amount (minimum commission fee per single transaction is USD 35)

Custody Fee

0.05% p.a.Calculated as: Total value of Australian share portfolio × 0.05% / 12 (minimum fee of AUD 1, charged at the end of each month)*Fees effective May 1, 2020

Securities Trading Services (South Korea) (KRW)

Trading Commission

0.60% of the transaction amount (minimum commission fee of KRW 24,000)

Sales Tax

0.30% of the transaction amount (applicable only to sell orders)

Securities Trading Services (Malaysia) (MYR)

Trading Commission

0.30% of the transaction amount (minimum fee of MYR 100)

Stamp Duty

0.10% of the transaction amount (capped at MYR 200)

Clearing/Settlement Fee

0.03% of the transaction amount (capped at MYR 1,000)

Securities Trading Services (Singapore) (SGD, USD, HKD)

Trading Commission

0.30% of the transaction amount (minimum fee: SGD 40, or USD 30, or HKD 250)

Clearing Fee

0.04% of the transaction amount (capped at SGD 600)

SGX Action Fee

0.0075% of the transaction amount

Transaction Fees

Varies depending on the type of bond being traded. Please contact the Trading Department for inquiries.

Custody Fee

0.002% of the market value of holdings at the end of each month (charged monthly)

Bond Transfer - Incoming

USD 20 per transfer

Bond Transfer - Outgoing

USD 50 per transfer

Bond Redemption / Early Redemption

USD 30 per redemption

Bond Conversion

USD 50 per conversion

Coupon Distribution Handling Fee

USD 30 per distribution