Account Opening Forms

Customer Instruction Form

Standing Authorization (Client Funds) Form
Board Resolution and Transaction Authorization (For Institutional Clients)
Guarantee (For Institutional Clients)
Transaction Authorization (For Institutional Clients)
Third-Party Account Operation Authorization (Individual / Joint Account)
Customer Information Update Form
Withdrawal & Internal Transfer Form
Physical Stock Withdrawal & Internal Stock Transfer Form
Account Cancellation Notice
Real-time Quote Service Application Form
Derivatives Knowledge Questionnaire
Stock Settlement Instruction Form
Authorization for Collection of Physical Stocks
Proxy Form for General Meeting of Shareholders
Voting Form for General Meeting of Shareholders
Form W-8BEN (For Individual Clients) / Sample Completion Template
Form W-8BEN-E (For Corporate Clients)
Form W-8IMY (For Institutional Clients)
Form for Waiving Real-time Transaction Execution Notifications
Statement Relating to Margin Financing Account
Personal Data Collection Statement for Stock Connect Northbound Trading
Hong Kong Investor Identification Regime – Client Identification Information Update Form
Hong Kong Investor Identification Regime – Personal Data Collection Statement Form
Client Information Confirmation Form (Corporate Clients)
Client Information Confirmation Form (Individual & Joint Accounts)